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Published on: February 2008
Type of content: WHITE PAPER
Format: Adobe Acrobat (.pdf)
Length: 7 pages
Price: FREE

Overview:
In a world where communications and data storage are primarily performed electronically, businesses are scrambling to find a proven, reliable way to track and retain the constant flow of data. Many hedge funds and investment firms are realizing they lack a structured archiving system that will properly organize and store their communications. To prepare for today’s corporate laws, SEC guidance and data discovery rules, a comprehensive solution that systematically saves and protects data and enables easy access and retrieval in the future is vital for a financial services firm now more than ever.

Topics:

Email Archiving
Messaging Archiving
SEC Regulations
Regulatory Compliance
Rule 203(b)(3)-2
Rule 203
FINRA Compliance
SEC Rule 17a-3
SEC Rule 17 a-4
Gramm-Leach-Bliley GLBA
FFIEC